License a Family Care Home (2-6 Beds)
This procedure outlines the steps to license a new family care home in North
Carolina. Family care homes are licensed under General Statute 131D. The
N.C.
Medical Care Commission has
rulemaking authority. Rules are found in Title 10A of the North Carolina
Administrative Code (NCAC): 10A NCAC 13G.
Contacts: Initial contact for
licensing a family care home (FCH) should be made with the adult services section of
the local county department of social services.
An adult home specialist with that agency will provide licensing
information to the applicant and collect the necessary licensure materials from
the applicant to be sent to the N.C. Division of Health Service Regulation to complete
the licensure process. For questions
regarding this process, please contact the local county department of social
services or the appropriate section of the N.C. Division of Health Service Regulation.
Procedures:
- Apply for a license: County Department of Social
Services (DSS)
- The prospective applicant for family care home licensure
contacts the county adult home specialist in the social services department
of the county where the facility is to be located.
- The adult home specialist responds to all inquiries
regarding license applications for family care homes. At a minimum, the
initial interview between the adult home specialist and the prospective
applicant or his/her authorized representative includes the following:
- A general review of the licensure rules and the licensing process as
outlined in this document.
- Referral of the applicant to the local zoning board to assure zoning
approval(s)
- Referral of the applicant to the Adult Care Licensure section to request an
application packet and rulebook.
*Directing the applicant to submit all
information/material required for licensure described in this document to the
adult home specialist who is responsible for submitting it to the Adult Care
Licensure section.
- If the prospective
applicant decides to apply for a license, the adult home specialist will
direct the applicant to complete and submit to the specialist the Initial
License Application (PDF, 87 KB) which must accompany the
material submitted to the Construction section as specified in Section 2
below.
- The following information for administrator approval needs
to be submitted to the adult home specialist as soon as possible to avoid
delay in licensing. The specialist
will forward this information to the Adult Care Licensure section with a
cover letter requesting administrator approval.
- Report of administrator qualifications (in FCH
application packet)
- Documentation of completion of 30-day on-the-job training
or a notice of exemption from the training from the Adult Care Licensure
section. If applicant administrator
believes he/she has education, training and
experience related to the management and operation of adult residential care
facilities, a letter requesting Administrator-In-Training exemption and specifying reason for
request should be sent to the Adult Care
Licensure section as soon as possible in the application process.
- Documentation of local criminal background check
- Three current reference letters including at least one
former employer
- Documentation of tuberculosis screening
- Documentation of passing state administered rules exam
- Documentation of completion of high school or GED program
- Upon receiving the application material from the adult home specialist, the Adult Care Licensure section sends a letter to the applicant requesting submission of certain records, policies and procedures for review.
- Obtain construction approval: Construction Section
- An initial assessment is made by the adult home specialist
of existing structures proposed for housing six or fewer residents to
identify any major obstacles to licensure. The adult home specialist verifies
that the location is approved by the local zoning office, before proceeding
to the next step. The initial licensure
application and approval letter from the local zoning jurisdiction must be
submitted by the adult home specialist with the information required for
construction approval as specified below.
- The adult home specialist, if
necessary, may consult with the Construction section for advice and/or
assistance regarding the need to inspect an existing structure proposed for
use as a family care home.
- For existing structures, the adult home specialist
writes a cover letter or transmittal form to the Adult Care Licensure section
of the Division of Health Service Regulation identifying the prospective home site
address and location, the name of the contact person including an address,
telephone number and fax number (if available), the applicant name and
address (if not the same as the contact person), the local building
inspector's and fire marshal's office telephone numbers, the proposed
resident capacity of the home, and what the applicant expects the evacuation
capability of the residents to be. A
1/4-inch per foot scaled drawing (house plan) and color photo prints showing
pictures of all exterior sides of the building and yards and each interior
room shall be submitted with the application.
- For new construction, the applicant provides schematic
floor plans or blueprints as follows: For family care homes, the applicant
submits a 1/4-inch per foot scaled drawing (house plans) to the Adult Care
Licensure section for processing in accordance with licensure rules 10A NCAC
13G. In the cover letter or
transmittal form, the applicant identifies the prospective home site address
and location, the name of the contact person including an address, telephone
number, and fax number (if available), the applicant's name and address (if
not the same as the contact person), the proposed number of residents, the
local building inspector's and fire marshal's office telephone numbers, and
what the applicant expects the evacuation capability of the residents to be.
- The Construction section reviews plans and other
construction related information for all types of family care homes and sends
the applicant a memorandum of review noting any requirements for the facility
to complete in order to comply with construction and/or fire safety related
licensure rules. The Construction section will invoice the applicant the cost
of the review. Projects will not be reviewed until the invoice is paid in full by
returning a copy of the invoice with check or money order made payable to
Division of Health Service Regulation. The check or money order (with copy of invoice attached or invoice
number written on the check) for plan review should be mailed to:
Construction Section; 2705 Mail Service Center; Raleigh, NC 26699-2705.
- Once the home has completed renovations or new
construction, the applicant sends the Construction section copies of approval
documents from the local building inspector, fire marshal, and sanitarian and
any other documents requested by the plan reviewer. After all required documents are reviewed and approved and an
on-site inspection is satisfactorily completed by the Construction section,
the Construction section sends a building transmittal form showing allowable
bed capacity and resident evacuation capability and any building related
restrictions to the Adult Care Licensure section for processing.
Upon receipt of the Construction section's
approval letter, the applicant contacts the local adult home specialist in their local county
DSS office for the next step in the licensing process.
- Compilation of Records: County Department of Social
Services
- The adult home specialist meets with the applicant or designee
to discuss the operational plans and policies necessary for licensure. During
these contacts, the applicant supplies information to document that personnel
requirements for the administrator are met and that the applicant has an
adequate plan to operate according to licensure rules.
- The adult home specialist assesses the applicant's operational plan. Specific emphasis
is to be placed on staffing patterns and the responsibility of each staff
member, implementation of the family care home Residents' Bill of Rights, the
admission and discharge policies, the services and accommodation
requirements, life safety requirements and other policies and procedures of
the home.
- The adult home specialist documents that the personnel
requirements for all staff are met by reviewing the home's personnel records.
- The adult home specialist reviews with the applicant or
designee the duties and responsibilities associated with civil rights compliance,
ensures the completion of the necessary documents and submits the documents
to the N.C. Division of Aging and Adult Services.
- Once the adult home specialist has determined the
applicant's readiness to be licensed, the adult home specialist submits the
initial license application and documentation of administrator approval to
the Adult Care Licensure section and requests the applicant to submit the
required licensure fee to the Adult Care Licensure section. The application will not be processed
until receipt of the fee.
- Obtain a license: Adult Care Licensure Section
- Upon the receipt of the application
material from the adult home specialist, the Adult Care Licensure section reviews
it and contacts the adult home specialist and/or the applicant for additional information if
needed.
- The adult home specialist
monitors the progress of the applicant in completing all needed items to
ensure the home meets licensure requirements and makes an on-site visit to
the home to ensure it is ready to be licensed.
- If there is any incomplete information or if there are
findings on the compliance history check prohibiting licensure according to G.S. 131D-2.4, the Adult Care Licensure section notifies the applicant
in writing and requests, as appropriate, changes or necessary information.
- With Construction section's recommendation for licensure,
the Adult Care Licensure section (ACLS) issues the license with a cover letter
to the applicant. The county DSS will receive a copy of the cover letter and
license from the ACLS office.
- Initial licenses are issued for a six (6) month
period. An inspection or licensure
survey by ACLS is required to ensure compliance with the regulations (10A
NCAC 13G) for continued licensure. If
the facility does not have any residents during this time, and ACLS cannot
ascertain compliance, then the licensee would have to reapply for an initial
license.
- Licenses must be renewed annually using the Renewal
License Application for Family Care Homes and submission of the $315 renewal
license fee.